Brokerage Operations Processing: The Cashier's Department
This module provides an overview of the function and responsibilities of the cashier's department of a brokerage firm. This course replicates the content from module 5 of Fundamentals of Brokerage Operations.
CPE Credits: 1
Program Details (NASBA) View
| Program Level | Basic |
| Prerequisites | This course has no prerequisites |
| Advance Preparation | No advance preparation required |
| Recent Revision Date | October 7, 2014 |
| Instructional Delivery Method | QAS Self Study |
| Field of Study | Management Advisory Services |
Duration : 1 hour
- Settlement
- Trade for Trade
- Netted Balance Systems
- Funding requirements
